Nominees

If you are a broker or other nominee who purchased or acquired Goldman common stock between December 22, 2016, and November 8, 2018, inclusive, for the beneficial interest of a person or entity other than yourself, within ten (10) calendar days of receiving the Notice, you must either:

  1. Provide Epiq with a list of the names, last known mailing addresses, and email addresses (if available) of all beneficial owners; or,

  2. Request from Epiq sufficient copies of the Postcard Notice of Pendency of Class Action (“Postcard Notice”) to forward to all such beneficial owners and, within ten (10) calendar days of receipt of those Postcard Notices, forward the Postcard Notice to all such beneficial owners

If you are providing a list of names and addresses to the Claims Administrator:

  1. Compile a list of names and addresses of the beneficial owners described above.

  2. Prepare the list in Microsoft Excel format. A preformatted spreadsheet can be found by clicking here.

  3. Then you must do one of the following:

  1. Log in to EpiqFiling to submit the completed template;

  2. Email the spreadsheet to info@GoldmanSachsSecuritiesAction.com; or

  3. Burn the Microsoft Excel file(s) to a CD or DVD and mail the CD or DVD to:

    Sjunde AP-Fonden v. The Goldman Sachs Group, Inc.
    c/o Epiq Class Action & Claims Solutions, Inc.
    P.O. Box 5189
    Portland, OR 97208-5189

If you are going to forward the Postcard Notice to the beneficial owners, you must request the needed number of Postcard Notices via email to info@GoldmanSachsSecuritiesAction.com. You must mail the Postcard Notice to the beneficial owners within ten (10) calendar days of your receipt of the Postcard Notices. Additionally, if you are forwarding the Postcard Notice to beneficial owners directly, you must send a statement to the Administrator confirming that the mailing was made and you must retain your mailing records for use in connection with any further notices that may be provided in the Action. If you have any questions, please contact us at info@GoldmanSachsSecuritiesAction.com or by calling 1-877-744-0160.

Expense Reimbursement:

Reasonable expenses are eligible for reimbursement (including postage and costs to compile names and addresses), provided an invoice documenting the expenses is timely submitted to Epiq. Please submit your invoice within one month of completing the mailing or providing your file and send it to securitiesinfo@epiqglobal.com. Be sure to include the case name and “Reimbursement” in the subject line of your email. Reasonable expenses shall not exceed $0.05 per mailing record provided to the Administrator; $0.70 per unit for each Postcard Notice actually mailed, which amount includes postage; and $0.05 per Notice sent via email.